Regulatory Dynamics and Practical Implications

• Participants will have more knowledge about the framework of European and Dutch laws and regulations that apply to the financial sector. In particular the investment sector
• During this module participants will work on various assignments. These assignments will add to both communication skills (presenting and explaining complex ideas simply) and curiosity (openness to new ideas and challenging conventional wisdom) to find solutions to complex regulatory and ethical issues. 

Topics include: 

• Principles around MiFID and Wft
• Basic principles around the theory of financial ethics 
• Legislation and guidelines regarding MAR (Market Abuse Regulation) and MAD (Market Abuse Directive)
• Legislation and guidelines regarding European and Dutch laws and regulations for investment funds
• Legislation and guidelines regarding European and Dutch laws and regulations for pension funds

Ideally you are a mid to senior career professional. Typically you work as: 
• investment manager
• portfolio manager
• risk manager
• investment administrator
• investment advisor
• fiduciary manager
• client manager

Participants could also work in a capacity of trustee, work for a regulatory authority or hold a supervisory position.

Dates:

The module is expected to be scheduled to start in 2025. The exact dates are still to be determined and will be posted shortly.

Lecturers:

Tom Loonen
Pieter van der Korst
Randy Pattiselano
Saskia Nuijten
Johan Wempe
Rebecca Ruehle
Robert Smits

Cost of Learn module(s):

1 module                        2.295 euro
2 modules or more         2.195 euro per module

For members of CFA Society Netherlands:

1 module                        2.050 euro
2 modules or more         1.950 euro per module

Employers who would like to enroll several employees may receive a customised offer.

Documents

• Terms & Conditions